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Conducting Business with Senior Investors: Observations & Practices
Nancy Bell (Ed.)
€ 194.60
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Description for Conducting Business with Senior Investors: Observations & Practices
Hardback. Editor(s): Bell, Nancy. Num Pages: 130 pages. BIC Classification: KFFM. Category: (P) Professional & Vocational; (UP) Postgraduate, Research & Scholarly. Dimension: 230 x 155. .
In 2015, the Social Security Administration estimated that each day for the next 15 years, an average of 10,000 Americans will turn 65. In this context, the staff of the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) issued a report to help broker-dealers assess, craft, or refine their policies and procedures for senior investors as they prepare for and enter into retirement. This book includes observations and practices identified in examinations that focused on how firms conduct business with senior investors. The examinations by the SEC's Office of Compliance Inspections and Examinations (OCIE) and FINRA ... Read more
In 2015, the Social Security Administration estimated that each day for the next 15 years, an average of 10,000 Americans will turn 65. In this context, the staff of the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) issued a report to help broker-dealers assess, craft, or refine their policies and procedures for senior investors as they prepare for and enter into retirement. This book includes observations and practices identified in examinations that focused on how firms conduct business with senior investors. The examinations by the SEC's Office of Compliance Inspections and Examinations (OCIE) and FINRA ... Read more
Product Details
Format
Hardback
Publication date
2015
Publisher
Nova Science Publishers Inc United States
Number of pages
130
Condition
New
Number of Pages
130
Place of Publication
New York, United States
ISBN
9781634836227
SKU
V9781634836227
Shipping Time
Usually ships in 5 to 9 working days
Ref
99-2
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